A complete written AML manual for an accountancy or bookkeeping practice: governance, MLRO, due diligence, reliance, monitoring, reporting, tipping off, training, screening, records and independent audit.
Accountancy practice – compliance & management
AML Policies, Controls and Procedures Manual
About this document
The written policies, controls and procedures required by regulation 19 of the Money Laundering Regulations 2017 as amended (“MLRs”), tailored to accountancy and bookkeeping practices. It tells everyone in the firm what they must do – from client take-on to reporting suspicions – and gives your supervisor evidence that your controls are proportionate, approved by senior management and actually followed.
The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.
Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.
Included in the pack
Accountancy practice – compliance & management
for every document in this category
Editable Microsoft Word files
Guidance notes in every document
Written for UK businesses
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