A regulation 39 reliance agreement with another regulated firm, plus a due diligence record and contract checklist for outsourced identity verification providers.
Accountancy practice – compliance & management
CDD Reliance and Outsourced Verification Agreement
About this document
Two tools. Part A is a written agreement under which another regulated person agrees that you may rely on its customer due diligence, provides the CDD information immediately and supplies copies of the identification and verification documents within two working days of request (regulation 39). Part B is a checklist for appointing and overseeing a third-party identity verification provider, which is outsourcing rather than reliance.
The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.
Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.
Included in the pack
Accountancy practice – compliance & management
for every document in this category
Editable Microsoft Word files
Guidance notes in every document
Written for UK businesses
Download and keep
Need more than one category?
Documents All-Access gives you every category for 12 months for £295.
Compare options →Need it tailored?
We can adapt any template to your business, or write a document from scratch.
Talk to us →
