How staff report money laundering concerns to the MLRO, and how the MLRO records evaluation, decisions, NCA reports, DAML requests and follow-up.
Accountancy practice – compliance & management
Internal Suspicious Activity Report Form and MLRO Register
About this document
A confidential internal reporting form for staff, plus the MLRO’s evaluation record and a register of all internal reports. It helps staff meet their legal duty to report knowledge or suspicion of money laundering or terrorist financing to the firm’s nominated officer, and gives the MLRO a clear, defensible record of how each report was handled and why.
The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.
Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.
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Accountancy practice – compliance & management
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Editable Microsoft Word files
Guidance notes in every document
Written for UK businesses
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