A firm-wide log of every PEP, sanctions and adverse media check – at onboarding, on list changes and at reviews – with a match investigation record and the OFSI reporting steps.
Accountancy practice – compliance & management
PEP, Sanctions and Adverse Media Screening Log
About this document
A single register showing that every client, beneficial owner and controller has been screened for politically exposed persons, UK financial sanctions and adverse media, when, how and with what result. It includes a procedure and record for investigating possible matches and for reporting to the Office of Financial Sanctions Implementation (OFSI).
The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.
Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.
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Accountancy practice – compliance & management
for every document in this category
Editable Microsoft Word files
Guidance notes in every document
Written for UK businesses
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