A client declaration and firm evidence record for enhanced due diligence – where the money for a transaction comes from, how the client built their wealth, and how you corroborated it.
Accountancy practice – compliance & management
Source of Funds and Source of Wealth Declaration and Evidence Record
About this document
A two-part form. Part A is completed and signed by the client and explains the source of the funds involved in the relationship or a transaction and, where needed, the source of the client’s overall wealth. Part B is your record of the evidence obtained to corroborate it and your conclusion. It supports enhanced due diligence under regulations 33 to 35 and the CCAB 2026 guidance on when to ask about source of funds.
The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.
Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.
Included in the pack
Accountancy practice – compliance & management
for every document in this category
Editable Microsoft Word files
Guidance notes in every document
Written for UK businesses
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