Company Records and Statutory Books Checklist

An audit checklist of the statutory registers, minutes and records a private company must keep, with retention periods, inspection rules and an action plan.

Editable Word document
7
10pages
Guidance notes included
aml consultancy solutions

Company secretarial

Company Records and Statutory Books Checklist

About this document

What it’s for

The Companies Act 2006 requires every company to keep certain registers and records (often called the “statutory books”) and to make some of them available for inspection. This checklist lets you audit your company’s records, spot gaps, and record where each record is kept and how long it must be retained.

When to use it

  • Once a year, alongside the confirmation statement
  • When taking on a new client, buying a company, or preparing for due diligence on a sale
  • When a company secretary or the person responsible for records changes

What’s inside

The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.

  • A. Statutory registers
  • B. Minutes, resolutions and decisions
  • C. Contracts and documents open to inspection
  • D. Accounting, tax and other business records
  • E. Good-practice checks
  • F. Action plan
  • Sign-off

How to complete it

  • For each record in sections A to D, tick whether it is held and up to date
  • Record where each record is kept (registered office, SAIL or electronically)
  • List any gaps in the action plan in section F and assign them
  • Keep the completed checklist with the statutory books

Key points to check

  • Failure to keep registers is an offence by the company and every officer in default
  • Some ECCTA changes to registers had not commenced at November 2026
  • Records containing personal data must be kept securely under the UK GDPR

Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.

Included in the pack

Company secretarial

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Editable Microsoft Word files

Guidance notes in every document

Written for UK businesses

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