Stock Transfer Form Guidance and Checklist

How to complete a stock transfer form for private company shares, work out stamp duty, deal with HMRC and register the transfer – with a detailed step-by-step checklist.

Editable Word document
9
10pages
Guidance notes included
aml consultancy solutions

Company secretarial

Stock Transfer Form Guidance and Checklist

About this document

What it’s for

Practical guidance for selling or giving away shares in a UK private company using a stock transfer form, covering the seller, the buyer and the company. It explains each box on the form, the current stamp duty rules and thresholds, HMRC’s electronic process and the company’s duties when it registers the transfer.

When to use it

  • Before a shareholder sells or gifts shares to another person or company
  • When a company receives a stock transfer form to register
  • When transferring shares between spouses, family members or into a holding company

What’s inside

The document is laid out in the sections below. Each one comes with a plain-English guidance note explaining what it does and what to change.

  • Part 1 – Completing the form, box by box
  • Worked examples (at the rates above)
  • Exempt transfers – no stamp duty and nothing to send to HMRC
  • Coming change – securities transfer tax
  • Other tax points for the parties
  • Before the form is signed
  • Completing and signing
  • Stamp duty
  • Company actions
  • After completion
  • Record of review

How to complete it

  • Read Part 1 and fill in the stock transfer form box by box
  • Use Part 2 to decide whether stamp duty is payable and how to deal with HMRC
  • Work through the checklist in Part 4 and keep a copy with the company’s records

Key points to check

  • The current stamp duty rate and £1,000 threshold on gov.uk – stamp duty on shares is due to be replaced by a new securities transfer tax
  • The company’s articles and any shareholders’ agreement for pre-emption and approval rules

Our templates are professionally structured starting points for UK businesses, not legal advice. For anything complex, unusual or high-value, have your final version checked by a solicitor.

Included in the pack

Company secretarial

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Editable Microsoft Word files

Guidance notes in every document

Written for UK businesses

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